If you provide regulated financial advice to retail clients you must either hold, or operate under, a Financial Advice Provider (FAP) licence.
Who needs to apply for a FAP licence?
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About the Author: Guy Dobson
Leverages the opportunities offered by recent and impending regulatory changes for improved client service; compliance effectiveness and efficiency; and reduced regulatory risk.
Veritas HQ brings together a highly skilled team of professionals with diverse in-market experience in wealth management and financial services. Our skills cover regulation, enforcement, governance, culture, risk management and compliance among others. Our mission is to help you assure the future of your business through the consistent application of best practices proportionate to the needs of your business.
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