We believe the ideal approach to ensuring compliance should be proactive. Also, our experience confirms that yearly audits may not suffice for implementing a watertight compliance structure. The best approach should include an ongoing risk assessment approach, complemented by appropriate changes and implementation of updated strategies.

Our intuitive analytics and insights unfailingly deliver a competent blueprint for establishing a full-proof compliance framework. Guided by a team of specialists, we strive to provide a cost-effective model of managed compliance. We would proceed with conducting a thorough audit to identify all loopholes in the existing policy framework. The compliance risk scorecard is delivered with appropriate quality assessment metrics.

We would review the risk assessment to provide solutions as a managed compliance service. The risk parameters are overseen with an overview that comprises the latest regulatory changes as per the FMA. The implementation of these changes would cover the entire structure of your business ensuring that you are compliant at all stages. We commit to providing adequate assistance in implementing changes in your policies, procedures, and controls.

Our bundled approach covers licensing requirements under the new regime. We specialize in providing compliance services to FAPs, Authorized Bodies, Nominated Entities, and Aggregators. The Compliance Assurance Program (CAP) is used to fulfill your licensing obligations as compliant to the latest regulatory changes initiated by the FSLAA. All of these is provided in a highly cost-balanced structure.