At Veritas HQ, our service stack comprises of three key elements. We cover Compliance as a Service, help financial advice providers acquire their licencing from the FMA, and offer effective analytics & insight.
In providing Compliance as a Service, we base our approach on thorough gap analysis in the existing compliance framework. We are aware that in the currently evolving scenario of new regulations, many businesses, both big and small, feel the urgent need of a managed compliance service. We conduct a compliance audit in both limited and full scopes to develop a ‘risk scorecard’. By identifying vulnerabilities, we would suggest the necessary policy changes that work unobtrusively through time, offering business owners peace of mind.
Our licencing assistance is provided in a comprehensive ‘start-to-end’ approach. We don’t believe in templates but are open to working on existing templates that you have previously used. We would ideally prepare your documentation from scratch, such that your application receives approval in the very first attempt. Even if it does not, we provide active advocacy to ensure that you receive your transitional licence before the imminent due date.