• 0800 VERITAS
Compliance as a Service(CaaS)2021-07-20T14:41:19+00:00
Managed Compliance

Compliance as a Service(CaaS)

We provide managed compliance service. We help advisers to remain compliant with the latest regulations with ongoing assessment at a fraction of a cost.

In-House Sales Training

Veritas HQ is a Leading
Compliance Provider

Our compliance management is driven by substantial industry experience.
Our expertise in delivering intelligent analytics and
insight provides a stable roadmap for compliance.

Cost-effective Compliance

We evaluate your existing compliance status closely. The CAP (Compliance Assurance Program) Assessment reveals risk areas in your framework. We help you mitigate these risks with a long-term strategy.

We act as your trusted compliance team. We also provide ongoing advisory to optimize your portfolio performance. This includes a detailed oversight on documentation, process, and file audits. Quality Assessment Metrics are developed to provide compliance assistance.

We would provide managed compliance by the execution of adequate strategies in your policies, processes, and controls. If needed, we provide training to your in-house manager.  Our virtual CaaS model is always available to navigate complex bottlenecks in the existing policy framework.

We base our Compliance as a Service as an ongoing service. We help businesses navigate compliance risks with changes in policies, processes, and controls. If requested, we would also provide training to your compliance executives.

We maintain an extensive library of documents and resources that are critical in implementing fast changes with your existing policy framework. Our library has been curated by top industry experts.

FAP Compliance Consultancy
FAP compliance Expert
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FAP Compliance Expert

Your compliance, is our business

Let’s make compliance straightforward.

Monthly Compliance as a Service

Our monthly compliance consulting services are recommended to businesses that do not have a dedicated compliance officer.

Proactive CaaS Solutions

We believe the ideal approach to ensuring compliance should be proactive. Also, our experience confirms that yearly audits may not suffice for implementing a watertight compliance structure. The best approach should include an ongoing risk assessment approach, complemented by appropriate changes and implementation of updated strategies.

Developed on an Analytical Base

Our intuitive analytics and insights unfailingly deliver a competent blueprint for establishing a full-proof compliance framework. Guided by a team of specialists, we strive to provide a cost-effective model of managed compliance. We would proceed with conducting a thorough audit to identify all loopholes in the existing policy framework. The compliance risk scorecard is delivered with appropriate quality assessment metrics.

We would review the risk assessment to provide solutions as a managed compliance service. The risk parameters are overseen with an overview that comprises the latest regulatory changes as per the FMA. The implementation of these changes would cover the entire structure of your business ensuring that you are compliant at all stages. We commit to providing adequate assistance in implementing changes in your policies, procedures, and controls.

Our bundled approach covers licensing requirements under the new regime. We specialize in providing compliance services to FAPs, Authorized Bodies, Nominated Entities, and Aggregators. The Compliance Assurance Program (CAP) is used to fulfill your licensing obligations as compliant to the latest regulatory changes initiated by the FSLAA. All of these is provided in a highly cost-balanced structure.

Compliance and Risk Management Resources

Simplify compliance and reduce risks

We help you maintain compliance in a business context. Ours is a better option over conflicting silo-driven point solutions or external standalone functions.


Address: Level 2, 50 The Terrace,
Wellington Central, Wellington,
6011 , New Zealand

FAP compliance Expert

Let’s have a chat with our

FAP Compliance Expert

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