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Acquire Your FAP Licence2021-02-24T12:52:15+00:00
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Acquire Your FAP Licence

We provide complete assistance in acquiring your FAP licence.

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Why Veritas HQ is Your
Ideal Partner for Licensing

Our team has diverse experience in acquiring a licence. Our
motto is to assist you to acquire the licence in the first attempt.  We provide
active advocacy if your application has issues.

Reputed FAP, FMA Licence Consulting

We will thoroughly review your existing regulatory strategy to identify potential bottlenecks against a successful licence application. We will help you define and write business policies in a way that’s instrumental to a fluent application.

We don’t believe in templates. We prepare documentation from scratch to rule out any chance of error. We would review the documentation and help in the implementation of changes in underlying policy, processes, and controls.

We are aware that many of our competitors use templates for the application process. If you have used such services before, we commit to making necessary customization in the templates as such the FMA approves your application right away.

We will actively advocate your case with the FMA if your submitted application is erroneous. Our experts have the elaborate experience to ensure each licence application receives full support throughout the approval process.

FAP Compliance Consultancy
FAP compliance Expert
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FAP Compliance Expert

Your compliance, is our business

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Full Licencing Solutions

We are by your side to help you acquire a transitional licence by the imminent due date. Our services will also extend to acquire a full licence thereafter.

Getting Ready for the New Regime

The New Financial Advice Regime is scheduled to start operating from Monday, 15th March 2021. Financial Advice Providers must acquire the transitional FAP licence to continue providing their services on their own behalf.

Who Needs a Licence?

As per the latest regulatory changes, all financial advisers offering services to retail clients must operate under a valid FAP licence. As of now, the transitional licensing process has been ensued, which will come into effect from 15th March 2021.

From the same date, the full licencing application process will also open. FAPs must acquire a full licence within a two year’s window before the transitional licence expires. All FAPs who intend to provide services on their own behalf must obtain full licencing by and by within this two year’s window.

The full licence application process would be more comprehensive compared to the transitional licencing application.  It would be categorized into three inclusive categories (Classes 1, 2, & 3) to cover all Financial Advice Providers. Following its approval, the full licence would be governed by seven standard conditions and any other applicable governance under the FMA New Regime.

Over years of collective experience, our team members have provided vital support to organizations obtain their licencing. We operate on the basis of a sound understanding of regulator requirements in licencing applications.

Compliance and Risk Management Resources

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Simplify compliance and reduce risks

We help you maintain compliance in a business context. Ours is a better option over conflicting silo-driven point solutions or external standalone functions.

VeritasHQ

Address: Level 2, 50 The Terrace,
Wellington Central, Wellington,
6011 , New Zealand

FAP compliance Expert

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FAP Compliance Expert
0800 VERITAS
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